Elizabeth Mullins

This post has been provided courtesy of ICA

July 18, 2012

The changing regulatory environment – from the FSA to lofty ‘Twin Peaks’

With the impending change in UK regulation flooding towards us like the recent wet weather, the FSA are ‘drip’ feeding information to the industry as they continue along their metamorphic journey in a bid to help ease the transition we …

February 16, 2012

A compliance practitioner’s work is never done…

When a compliance professional receives that notification in their inbox from either the FSA, OFT, ICO or other regulatory/oversight body; what do they do? Do they add it to the pile of regulatory changes on their desk relating to the …

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